The video explains and elaborates How to download HKSI LE Paper 1,2,3,5,6,7, 8,9,11,12 Study Manual. When I took it I used Kaplan’s online study guide. It was very helpful and much easier to get into than the official notes, which I found very dull. Answers and references provided for candidates to refer to the HKSI LE Paper 1 study manual provided by the Hong Kong Securities and.

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D F ree-Based, meaning that the regulations are designed to provide the greatest freedom to investors investing Answer C Hot in Hong Kong.

Chapter 1 Section Which system or philosophy of regulations is adopted by the SFC to regulate securities and futures markets? You can publish your book online for free in a few minutes! Provide an avenue for price discovery Chapter 1 IV. The government impose direct control on the industries III. I think I studied for less than a total of 20 hours!

HKSI LE Paper 1 Pass Paper Question Bank (QB) Pages 1 – 10 – Text Version | FlipHTML5

Switching of investments between different areas such as Section 8 property and foreign exchange. Hot C The regulatory body will hire government employees as short-term contract staff to meet regulatory needs. With our Online Study Module, you can go through the exam material at a much faster pace! Read the Text Version. Hot D Studu merit-based philosophy – the regulatory approach is based on the idea of filtering undesirable players and undesirable Topic 1 offerings.

Hot 11 A The highest risk areas of the markets are given more regulatory attention.

Just spend a few minutes a day in our site to improve your test score! Comprised of over questions, adhering to examination format. Chapter 1 A Led by the Financial Secretary, the Financial Secretary has effective overall authority over the regulatory Section 16 bodies.

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Local employment opportunities for unskilled local IV. Chapter 1 Section 16 B The Government can intervene if there are volatile fluctuations in the securuties markets.

How to download HKSI LE Paper 1,2,3,5,6,7,8,9,11,12 Study Manual?

Topic20 Which of the following is an accurate description of Hong Kong’s financial regulatory structure? Answer A By ensuring that the regulations they apply are necessary for the proper supervision of the financial markets Hot in Hong Kong and maintains Hong Kong’s position as a leading financial centre. Topic B T he lowest risk areas of the markets are given more regulatory attention. I will definitely recommend my colleagues who are doing this exam in the coming months.

Our site works on Android tablets hksj iPads hkzi Section D Regulations are focused on manua operations of the markets. Your web-based modules are very helpful. QID B B The regulatory body has a system of checks and balances to ensure the interests of the stakeholders are not Answer violated.

Chapter 1 D Take measures that can enhance international and local confidence in the financial markets of Hong Kong.

HKSI Diploma Programme Examination Paper 1 Study Manual – Ying-foon Chow – Google Books

Fund Managers Chapter 1 II. We have users from the hosi firms and many more: Section 10 D C A merit-based philosophy- it is assumed that maximum disclosure is required to protect investors, but there QID stury obligation on the apart of the participants to take responsibility for using the full information to make their Answer own independent investment decisions. Topic B They aim to achieve this goal through financial regulations of an acceptable international standard.

Still reading the first chapter of the study guide?

Welcome to PassHKSI for Papers 1, 7, 8 & 9

It actually helps people learn, and it works better than a number of other studying techniques. The Financial Secretary can require the SFC mxnual provide him with information on the principles, practices Chapter 2 and policy it is applying in order to meet its objectives and perform its functions.


Meet demands for investment, capitalization and risk management. The number of exchanges decreased II. Chapter 1 B D isclosure-based, meaning that regulations are geared towards enhancing market transparency.

Attacks on the local currency by international operators. A consolidation of a number of ordinances mamual the securities and futures industries. Nice and easy way to study for the exam. Answer Manuwl C Hear appeals against the decisions made by the SFC relating to the licensing or registration of intermediaries Hot 1 and certain other matters.

Subscribers can access the old and new sets of questions until 1 June A Require the SFC to provide him with information on the principles, Chapter 2 practices and policy it is applying in order to meet its objectives and perform its functions. You should extend this platform to other tests! Just passed the exam today!

Employment opportunities for expatriates Section 1 IV. Provide margin financing and accomodation on securities trading Hot III. Hot 1 A Enhance international and local confidence in the financial markets of Hong Kong. Suggested by the Davison Committee, there is only one regulator papef the Securities and Banking Indsutry. Employment opportunities for professional locals in overseas III.

I originally had my doubts and had been advised to the contrary by your competition however I am most impressed and will recommend this to our training and development department.

Meet demands for employment Topic 1 III. The demands for investment opportunities II.